Financial Advisor Phoenix AZ

Independent RIA firm Established producers 75-90% payout. JOB DESCRIPTION Create your own client base. Research the marketplace to provide the best recommendations for clients. Private office with amazing view provided. Don't let a full service brokerage firm low payout burn through your hard earned income. EXPERIENCE AND KNOWLEDGE REQUIRED: • Series 65 License SKILLS AND ABILITIES REQUIRED: • Self-confidence/perseverance/strong work ethics remain positive and maintain progress towards a goal of an amazing lifestyle. • Goal oriented • Proven track record of trustworthiness, dependability, and ethical behavior. Ability to multi-task and still pay close attention to detail and accuracy. • Advise client on appropriate financial strategies. • Adhere to compliance and industry regulations. DUTIES AND RESPONSIBILITIES: • Build a client base of high net worth individuals. RIA is an individual who has completed the qualifications to be registered with the SEC. An RIA works with high net worth clients to help them manage and improve their assets. In addition to creating financial plans to improve the client's wealth, an RIA can also make trades on the client behalf. An RIA is required by law to act as a fiduciary to clients. As a result, the client's best interest is the most important consideration when making recommendations. A broker is an individual who facilitates investment transactions. In most cases, a broker receives compensation through commissions. You must be aware that a broker isn't required to meet fiduciary standards, they do not have to act in their clients best interest. Brokers are able to recommend investments that give them the bigger commission, even if there is a product that is more fee friendly. The SEC does not require brokers to make investments based on the best interest of the client.

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